Jack J. Dimaio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack John Dimaio JR, who also goes by Jack John Dimaio Jr., Jack John Dimaio, Jack Dimaio, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1990. Jack had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2014 - November 3, 2014
COHEN & COMPANY SECURITIES, LLC
November 19, 2009 - July 28, 2011
MORGAN STANLEY & CO. LLC
July 26, 2004 - April 14, 2005
CREDIT SUISSE SECURITIES (USA) LLC
August 27, 2003 - July 6, 2004
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
March 20, 1990 - April 17, 2003
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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