David A. Roshco
Professional summary
David Andrew Roshco was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, David had worked at 5 firms, which includes STUART COLEMAN & CO. INC., SANDGRAIN SECURITIES LLC, JOSEPHTHAL & CO. INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, TUSCANY EQUITY MANAGEMENT CORPORATI0N.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 1998 - April 27, 1998
STUART, COLEMAN & CO., INC.
July 7, 1997 - October 16, 1997
SANDGRAIN SECURITIES LLC
October 27, 1995 - June 24, 1997
JOSEPHTHAL & CO., INC.
December 12, 1994 - October 31, 1995
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 3, 1994 - December 21, 1994
TUSCANY EQUITY MANAGEMENT CORPORATI0N
State Registrations and Notice Filings
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Exams
Current Firm
STUART, COLEMAN & CO., INC.
CRD#: 8642 / SEC#: , 8-25824
Contact information
Documents
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