Curt R. Grossman

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CRD#: 2013519

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Curt Randy Grossman, CFP® was a registered financial professional .

Curt is a previously registered financial professional and started their career in finance in 1989. Curt had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Wealth Management Strategies, Inc> Investment Related: Yes Address: 17 Brilliant Ave.; Suite 302 Pittsburgh PA 15215 Nature of Business: using a DBA name; Insurance; Position, Title or Relationship: independent contractor Start Date: 3/15/2011 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: management and service. Business Name: Randy Grossman Investment Related: No Address: 1460 jefferson heights road Pittsburgh PA 15235 Nature of Business: Other Other/None of the Above no financial oriented activities Position, Title or Relationship: singular talent Start Date: 1/1/1982 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Appearances and public speaking relevant to my past professional football career

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

January 14, 2020 - July 12, 2022

WMS WEALTH PLANNERS

RIA

CRD#: 305481

PITTSBURGH, PA

Past

April 20, 2016 - April 1, 2020

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

PITTSBURGH, PA

Past

February 9, 2011 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

PITTSBURGH, PA

Past

February 8, 2011 - April 1, 2020

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

PITTSBURGH, PA

Past

March 13, 2006 - January 6, 2011

EDWARD JONES

RIA

CRD#: 250

PITTSBURGH, PA

Past

March 10, 2006 - January 6, 2011

EDWARD JONES

CRD#: 250

PITTSBURGH, PA

Past

March 8, 2006 - March 16, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 27, 1996 - March 8, 2006

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

September 7, 1994 - December 2, 1996

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

December 21, 1989 - September 7, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WMS WEALTH PLANNERS

WEALTH MANAGEMENT STRATEGIES | WMS WEALTH PLANNERS | WEALTH MANAGEMENT STRATEGIES, INC.

CRD#: 305481 / SEC#: 801-117711

RIA

Registered Investment Advisory firm - (11/29/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

Current Firm

WMS WEALTH PLANNERS

WEALTH MANAGEMENT STRATEGIES | WMS WEALTH PLANNERS | WEALTH MANAGEMENT STRATEGIES, INC.

CRD#: 305481 / SEC#: 801-117711

RIA

Registered Investment Advisory firm - (11/29/2019 Approved)

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Contact information

Main Address

17 Brilliant Avenue Suite 302, Pittsburgh, PA 15215

Mailing Address

Phone number

(412) 781-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 031025 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	671
AUM (Assets Under Management)	$ 252,909,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Curt R. Grossman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

EDWARD JONES

EDWARD JONES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ADVEST, INC.

FIRST UNION CAPITAL MARKETS CORP.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

WMS WEALTH PLANNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/1992

Series 63

Date: 12/19/1989

SIE

Date: 10/1/2018

Series 7

Date: 12/16/1989

Current Firm

WMS WEALTH PLANNERS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WMS WEALTH PLANNERS

TRUST BUT VERIFY

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