Patrick J. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick James Martin, who also goes by Patrik James Martin, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1990. Patrick had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2006 - January 25, 2012
HBH ADVISORS, LLC
July 29, 2004 - September 29, 2005
CBIZ FINANCIAL SOLUTIONS, INC.
March 10, 1992 - July 29, 2004
CBIZ MERGERS & ACQUISITIONS GROUP, INC.
January 23, 1990 - July 9, 1991
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HBH ADVISORS, LLC
CRD#: 121464 / SEC#: , 8-65420
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROCK ISLAND CAPITAL, LLC | SOLE MEMBER | |
| HARTMAN, PATRICK WILLIAM | CO-MANAGER | 2501769 |
| MARTIN, PATRICK JAMES | CO-MANAGER/CHIEF COMPLIANCE OFFICER | |
| NUGENT, MICHAEL EDWARD | CHEIF FINANCIAL OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
