JC

John J. Canally

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CRD#: 2013230
JC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John J Canally JR, who also goes by John J Canally, John J Lanally, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1992. John had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


John J Canally | John J Lanally

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 4, 2015 - March 26, 2019

FORTIGENT, LLC

RIA
CRD#: 138164
BOSTON, MA
Past

October 15, 2012 - October 1, 2013

NESTWISE LLC

RIA
CRD#: 164466
BOSTON, MA
Past

April 30, 2007 - April 11, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
BOSTON, MA
Past

April 25, 2007 - April 11, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
BOSTON, MA
Past

August 17, 1992 - June 26, 1995

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FL
FORTIGENT, LLC
FORTIGENT LLC | FORTIGENT, LLC | FORTIGENT, INC.

CRD#: 138164 / SEC#: 801-65931

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Contact information


Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
Phone number
(800) 877-7210
Established
Firm type
Fiscal year end
# of Employees
10

Regulatory assets under management


Total Number of Accounts922
AUM (Assets Under Management)$ 3,451,348,607

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FORTIGENT, LLC

CRD#: 138164

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