Michael H. Krupa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Henry Krupa was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2011 - December 18, 2013
ALLEGRO SECURITIES LLC
July 19, 2007 - January 14, 2009
UBS SECURITIES LLC
March 10, 2003 - June 4, 2007
UBS FUND SERVICES (USA) LLC
February 11, 1999 - March 22, 2001
KEYBANC CAPITAL MARKETS INC.
November 28, 1997 - January 21, 1999
CITIGROUP GLOBAL MARKETS INC.
July 20, 1993 - September 1, 1998
SALOMON BROTHERS INC.
April 18, 1991 - July 14, 1993
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEGRO SECURITIES LLC
CRD#: 139514 / SEC#: , 8-67218
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOYTINCK, THOMAS CARL ARNOLD | CEO, CFO, COO, FINOP, CCO MANAGING DIRECTOR | 4754503 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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