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DS

David M. Sirianni

BLUE OWL SECURITIES
Short Hills, NJ 07078
Some features on this profile are disabled
CRD#: 2013106
DS

Professional summary

David Michael Sirianni, who also goes by David M Sirianni, David Sirianni, is a registered financial professional currently at BLUE OWL SECURITIES located in Short Hills, New Jersey.

David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David M Sirianni | David Sirianni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FRAC SAND SALES / 6000 CICERO AVE CHICAGO,ILL / SECRETARY/ / START DATE 6/10/2014

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Michael Sirianni's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2023 - Present

BLUE OWL SECURITIES

Office #1: 51 John F. Kennedy Parkway, Short Hills, NJ 07078
BD
CRD#: 283250
Short Hills, NJ
Past

September 9, 2015 - March 27, 2023

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WASHINGTON, DC
Past

June 9, 1998 - March 27, 2023

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WASHINGTON, DC
Past

September 26, 1994 - April 12, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

October 1, 1990 - June 14, 1994

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/8/2023)
RR
Alaska
(5/8/2023)
RR
Arizona
(5/8/2023)
RR
Arkansas
(5/8/2023)
RR
California
(5/8/2023)
RR
Colorado
(5/8/2023)
RR
Connecticut
(5/8/2023)
RR
Delaware
(5/8/2023)
RR
District of Columbia
(5/8/2023)
RR
Florida
(5/8/2023)
RR
Georgia
(5/8/2023)
RR
Hawaii
(5/8/2023)
RR
Idaho
(5/8/2023)
RR
Illinois
(5/8/2023)
RR
Indiana
(5/8/2023)
RR
Iowa
(5/8/2023)
RR
Kansas
(5/8/2023)
RR
Kentucky
(5/8/2023)
RR
Louisiana
(5/8/2023)
RR
Maine
(5/8/2023)
RR
Maryland
(5/8/2023)
RR
Massachusetts
(5/8/2023)
RR
Michigan
(5/8/2023)
RR
Minnesota
(5/8/2023)
RR
Mississippi
(5/8/2023)
RR
Missouri
(5/8/2023)
RR
Montana
(5/8/2023)
RR
Nebraska
(5/8/2023)
RR
Nevada
(5/8/2023)
RR
New Hampshire
(5/8/2023)
RR
New Jersey
(5/8/2023)
RR
New Mexico
(5/8/2023)
RR
New York
(5/8/2023)
RR
North Carolina
(5/8/2023)
RR
North Dakota
(5/8/2023)
RR
Ohio
(5/8/2023)
RR
Oklahoma
(5/8/2023)
RR
Oregon
(5/8/2023)
RR
Pennsylvania
(5/8/2023)
RR
Puerto Rico
(5/8/2023)
RR
Rhode Island
(5/8/2023)
RR
South Carolina
(5/8/2023)
RR
South Dakota
(5/8/2023)
RR
Tennessee
(5/8/2023)
RR
Texas
(5/8/2023)
RR
Utah
(5/8/2023)
RR
Vermont
(5/8/2023)
RR
Virginia
(5/8/2023)
RR
Washington
(5/8/2023)
RR
West Virginia
(5/8/2023)
RR
Wisconsin
(5/8/2023)
RR
Wyoming
(5/8/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/3/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/5/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/29/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/10/2003
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/12/2003
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BLUE OWL CAPITAL GROUP LLCSOLE MEMBER
AMATO, KERRI ANNCHIEF COMPLIANCE OFFICER4710835
CONNOR, SEAN RICHARDPRESIDENT AND CHIEF EXECUTIVE OFFICER6019182
DIRESTA, ANDREWFINOP7459031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUE OWL SECURITIES

CRD#: 283250Short Hills, NJ 07078

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