John D. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Reynolds JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2002 - March 1, 2004
WFG INVESTMENTS, INC.
November 9, 1999 - March 31, 2025
MCKINLEY CAPITAL MANAGEMENT, LLC
March 9, 1998 - December 31, 2001
NATIONAL SECURITIES CORPORATION
February 23, 1996 - February 5, 1998
METROPOLITAN LIFE INSURANCE COMPANY
February 23, 1996 - February 5, 1998
MSI FINANCIAL SERVICES, INC.
July 12, 1994 - January 11, 1995
KIDDER, PEABODY & CO. INCORPORATED
October 13, 1992 - July 12, 1994
SIGNATURE BROKER-DEALER SERVICES, INC.
February 16, 1990 - April 28, 1992
MILLER TABAK HIRSCH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
