Russell D. Francis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Dean Francis was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1989. Russell had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2020 - December 8, 2021
HALCYON FINANCIAL PLANNING, LLC
February 28, 2017 - December 31, 2019
HALCYON FINANCIAL PLANNING, LLC
June 29, 2012 - December 31, 2016
PORTLAND FIXED INCOME SPECIALISTS, LLC
October 4, 2007 - July 2, 2012
MARKIZ WEALTH MANAGEMENT
November 18, 1994 - November 3, 1997
TITAN/VALUE EQUITIES GROUP, INC.
December 19, 1989 - December 15, 1992
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HALCYON FINANCIAL PLANNING, LLC
CRD#: 172422 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 310 |
| AUM (Assets Under Management) | $ 82,613,097 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
