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Andrew J. Donahue
MOORS & CABOT
BOSTON, MA 02110
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CRD#: 2012829
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Professional summary
Andrew James Donahue is a registered financial advisor currently at MOORS & CABOT, INC. located in Boston, Massachusetts.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Andrew has worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. DONAHUE OWNS A RENTAL PROPERTY. HE IS THE OWNER, IT DOES NOT INTERFERE WITH HIS DUTIES WITH MEASURED WEALTH PRIVATE CLIENT GROUP, LLC AND THE AMOUNT OF TIME HE DEVOTES TO THAT PROPERTY IS NOT DURING THE REGULAR BUSINESS HOURS OF MEASURED WEALTH PRIVATE CLIENT GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Donahue's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew James Donahue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2023 - Present
MOORS & CABOT, INC.
Office #1: One Federal Street 19th Floor, Boston, MA 02110Office #2: One Federal Street 19th Floor, Boston, MA 02110Office #3: 1350 Main Street Suite 1510, Springfield, MA 01103RIA
BD
CRD#: 594
BOSTON, MA
Current
October 20, 2023 - Present
MOORS & CABOT, INC.
Office #1: One Federal Street 19th Floor, Boston, MA 02110Office #2: One Federal Street 19th Floor, Boston, MA 02110Office #3: 1350 Main Street Suite 1510, Springfield, MA 01103RIA
BD
CRD#: 594
BOSTON, MA
Past
March 23, 2022 - August 25, 2023
MEASURED WEALTH PRIVATE CLIENT GROUP, LLC
RIA
CRD#: 170442
PORTSMOUTH, NH
Past
April 10, 2015 - October 3, 2019
SVB WEALTH
RIA
CRD#: 172832
BOSTON, MA
Past
October 1, 2007 - October 3, 2014
SEI INVESTMENTS MANAGEMENT CORP
RIA
CRD#: 105146
OAKS, PA
Past
August 27, 2001 - December 1, 2004
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
Past
October 13, 1997 - July 20, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
September 10, 1990 - October 20, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 2, 1990 - February 21, 1990
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC
CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/18/2025)
RR
Arizona(6/18/2025)
RR
California(6/18/2025)
RR
Colorado(6/18/2025)
RR
Connecticut(6/18/2025)
RR
Florida(6/18/2025)
RR
Georgia(6/18/2025)
RR
Hawaii(6/18/2025)
RR
Idaho(6/18/2025)
RR
Illinois(6/18/2025)
RR
Maine(6/18/2025)
RR
Massachusetts(4/30/2024)
IAR
New Hampshire(8/21/2023)
RR
New Hampshire(6/18/2025)
RR
New Jersey(6/18/2025)
RR
New York(6/18/2025)
RR
North Carolina(6/18/2025)
RR
Ohio(6/20/2025)
RR
Pennsylvania(6/18/2025)
RR
Puerto Rico(6/18/2025)
RR
Rhode Island(6/18/2025)
RR
South Carolina(6/18/2025)
RR
Texas(6/18/2025)
RR
Utah(6/18/2025)
RR
Vermont(6/18/2025)
RR
Virginia(6/18/2025)
RR
West Virginia(6/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/20/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC
CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Federal Street 19th Floor, Boston, MA 02110
Mailing Address
One Federal Street 19th Floor, Boston, MA 02110
Phone number
(617) 426-0500
Established
Massachusetts since 07/05/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
121
SEC notice filing (35 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EIGHTEEN NINETY PARTNERS, LLC | SHAREHOLDER | |
| BRAUN, MICHAEL CHARLES | EVP/COO/DIRECTOR | 2005370 |
| CUETARA, JOSEPH PHILIP | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | 58308 |
| GARRETT, MARK DAVID | DIRECTOR/CO-CHAIRMAN/TRUSTEE | 5563014 |
| HILDRETH, MICHAEL CHRISTOPHER | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | 2386839 |
| JOYCE, DANIEL MICHAEL | DIRECTOR | 1060819 |
| KELLIHER, KATHERINE ROSE | SVP & CHIEF COMPLIANCE OFFICER | 4146307 |
Regulatory assets under management
| Total Number of Accounts | 5,074 |
| AUM (Assets Under Management) | $ 3,437,764,388 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 3 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/04/2023 | ||
| 01/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOORS & CABOT, INC.
CRD#: 594Boston, MA 02110TRUST BUT VERIFY
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