Celeste Laraja
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Celeste Laraja, who also goes by Celeste A La Raja, Celeste Ann Laraja, was a registered financial professional .
Celeste is a previously registered financial professional and started their career in finance in 1992. Celeste had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2011 - December 31, 2013
BLEY INVESTMENT GROUP, INC.
January 5, 2010 - September 29, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
September 12, 2006 - December 3, 2007
MORGAN STANLEY DISTRIBUTION, INC.
November 17, 1997 - October 10, 2006
MORGAN STANLEY DW INC.
January 22, 1992 - August 12, 1997
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLEY INVESTMENT GROUP, INC.
CRD#: 26678 / SEC#: , 8-42701
Contact information
FINRA licenses (15 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
