Myron A. Engerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myron Arthur Engerman was a registered financial professional .
Myron is a previously registered financial professional and started their career in finance in 1965. Myron had worked at 26 firms and has passed the Series 63, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 4, 2005 - April 29, 2006
ARCHER ALEXANDER SECURITIES CORPORATION
February 22, 2002 - February 24, 2005
ARJENT LTD.
February 10, 1999 - January 30, 2002
PREFERRED SECURITIES GROUP, INC.
August 5, 1997 - December 23, 1998
AVALON RESEARCH GROUP, INC.
May 29, 1997 - July 30, 1997
GLOBAL CAPITAL SECURITIES CORPORATION
May 17, 1996 - May 19, 1997
DETWILER FENTON & CO.
October 18, 1993 - May 22, 1996
GLOBAL CAPITAL SECURITIES CORPORATION
August 1, 1990 - October 15, 1993
JW GENESIS CLEARING CORP.
November 19, 1989 - July 31, 1990
OSAIC WEALTH, INC.
June 23, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 9, 1989 - August 15, 1989
EASTER KRAMER GROUP SECURITIES, INC.
May 29, 1987 - January 28, 1989
KIDDER, PEABODY & CO. INCORPORATED
May 30, 1986 - June 2, 1987
NORTH AMERICAN INVESTMENT CORP.
April 10, 1985 - May 1, 1986
EASTER KRAMER GROUP SECURITIES, INC.
October 3, 1983 - April 4, 1985
CIBC WOOD GUNDY SECURITIES CORP.
August 18, 1982 - September 30, 1983
MORGAN STANLEY DW INC.
May 20, 1980 - August 19, 1982
CIBC WORLD MARKETS CORP.
October 4, 1978 - March 17, 1979
RAYMOND JAMES & ASSOCIATES, INC.
March 2, 1978 - November 10, 1978
MOSELEY, HALLGARTEN & ESTABROOK INC.
June 6, 1977 - March 28, 1978
J.P. MORGAN SECURITIES LLC
January 26, 1977 - May 27, 1977
FINANCIAL SQUARE PARTNERS
May 21, 1976 - June 4, 1976
ILLINOIS COMPANY MCCORMICK INCORPORATED
October 7, 1975 - May 21, 1976
HAMILTON INVESTMENTS, INC.
February 12, 1975 - November 1, 1975
WILLIAM BLAIR
November 13, 1974 - January 30, 1975
DREXEL BURNHAM LAMBERT INCORPORATED
January 8, 1974 - November 11, 1974
LOEWI & CO., INCORPORATED
March 13, 1969 - September 6, 1973
MCCORMICK & CO.
October 26, 1965 - February 7, 1974
MCCORMICK & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationPC
Date: 5/28/1980
AMEX Put and Call ExamSeries 1
Date: 6/18/1962
Registered Representative ExaminationCurrent Firm
ARCHER ALEXANDER SECURITIES CORPORATION
CRD#: 41555 / SEC#: , 8-49488
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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