Timothy D. Skelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Daniel Skelly, who also goes by Timothy D Skelly, was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1990. Timothy had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2011 - October 11, 2011
OCEAN VIEW CAPITAL, LLC
May 21, 2011 - August 1, 2011
E.S.SCHWARTZ AND COMPANY, INC
February 23, 2010 - August 20, 2010
KILEY PARTNERS, INC.
March 19, 2002 - April 1, 2004
LEERINK PARTNERS LLC
March 9, 2002 - April 9, 2002
RBC CAPITAL MARKETS, LLC
April 12, 1999 - March 9, 2002
TUCKER ANTHONY INCORPORATED
February 14, 1997 - April 29, 1999
JANNEY MONTGOMERY SCOTT LLC
September 7, 1994 - February 28, 1997
CIBC WORLD MARKETS CORP.
March 15, 1993 - September 12, 1994
PRUDENTIAL EQUITY GROUP, LLC
August 29, 1990 - March 18, 1993
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCEAN VIEW CAPITAL, LLC
CRD#: 148616 / SEC#: , 8-68045
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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