Anthony J. Hanlon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Hanlon was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1990. Anthony had worked at 5 firms and has passed the Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2023 - July 8, 2025
TP ICAP GLOBAL MARKETS AMERICAS LLC
February 14, 2002 - June 30, 2023
ICAP SECURITIES USA LLC
December 15, 1994 - January 25, 2002
ICAP SECURITIES USA LLC
September 21, 1992 - December 6, 1994
DEALERWEB LLC
February 28, 1991 - September 9, 1992
FUNDAMENTAL BROKERS
December 3, 1990 - February 28, 1991
FUNDAMENTAL BROKERS
State Registrations and Notice Filings
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Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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