Clifford H. Quisenberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Hale Quisenberry JR, who also goes by Cliff Quisenberry Jr, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1997. Clifford had worked at 2 firms and has passed the Series 63, Series 65, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2016 - January 22, 2021
CARAVAN CAPITAL MANAGEMENT LLC
March 21, 1997 - July 2, 2001
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 12/4/1992
Non-Member General Securities ExaminationCurrent Firm
CARAVAN CAPITAL MANAGEMENT LLC
CRD#: 148301 / SEC#: 801-110208
Contact information
Red Flags
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