John P. Agnew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Peter Agnew, who also goes by John Peter Agneu, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 13 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2017 - June 25, 2019
BTIG, LLC
August 1, 2016 - February 27, 2017
FHN FINANCIAL SECURITIES CORP.
August 2, 2010 - June 28, 2016
GUGGENHEIM SECURITIES, LLC
September 10, 2007 - July 30, 2010
SUMMIT SECURITIES GROUP LLC
April 5, 2004 - June 22, 2006
BNP PARIBAS SECURITIES CORP.
September 5, 2000 - March 31, 2004
APEX CLEARING CORPORATION
June 29, 2000 - September 5, 2000
ROBERTSON STEPHENS, INC.
May 1, 2000 - June 19, 2000
JEFFERIES LLC
April 16, 1997 - May 11, 2000
SCHRODER & CO. INC.
January 1, 1997 - April 21, 1997
CIBC WORLD MARKETS CORP.
November 17, 1995 - October 31, 1996
NOMURA SECURITIES INTERNATIONAL, INC.
May 3, 1991 - November 16, 1995
MORGAN STANLEY DW INC.
November 8, 1990 - March 11, 1991
MINT BROKERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/27/2004
Limited Representative-Equity Trader ExamSeries 62
Date: 11/6/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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