John J. Kopel
Professional summary
John Joseph Kopel, who also goes by Kopel John, John Joseph Kope, Jay Kopel, is a registered financial advisor currently at FINANCIAL COUNSELING ASSOCIATES, INC located in Aurora, Colorado.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 1 firm and has passed the Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Kopel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 1999 - Present
FINANCIAL COUNSELING ASSOCIATES, INC
Primary Firm SEC Registration
FINANCIAL COUNSELING ASSOCIATES, INC
CRD#: 115123 / SEC#: 801-79159
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/1999)
Exams
Series 2
Date: 2/12/1990
Non-Member General Securities ExaminationCurrent Firm
FINANCIAL COUNSELING ASSOCIATES, INC
CRD#: 115123 / SEC#: 801-79159
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 126 |
| AUM (Assets Under Management) | $ 103,520,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
