Craig A. Rawlins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Anthony Rawlins, CFP®, who also goes by Craig A Rawlins, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1989. Craig had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2017 - August 17, 2023
PRACTICAL PORTFOLIOS LLC
May 4, 2010 - January 22, 2013
BMO FAMILY OFFICE, LLC
January 1, 2008 - November 6, 2009
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
August 17, 2007 - January 1, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
August 26, 2004 - June 1, 2006
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
September 8, 1999 - August 26, 2004
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
February 26, 1990 - November 12, 1997
SECURIAN FINANCIAL SERVICES, INC.
December 21, 1989 - February 20, 1990
MONARCH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRACTICAL PORTFOLIOS LLC
CRD#: 144213 / SEC#: 801-67975
Contact information
Regulatory assets under management
| Total Number of Accounts | 167 |
| AUM (Assets Under Management) | $ 52,766,361 |
Red Flags
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