John F. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Lynch was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2010 - January 19, 2016
CHAUTAUQUA CAPITAL MANAGEMENT LLC
March 26, 2007 - January 22, 2009
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
June 5, 2006 - March 26, 2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
July 28, 2004 - January 22, 2009
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 2, 2004 - July 16, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 1997 - July 16, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 1997 - August 29, 1997
BLACKROCK EXECUTION SERVICES
January 15, 1990 - January 31, 1997
DEAM INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHAUTAUQUA CAPITAL MANAGEMENT LLC
CRD#: 151238 / SEC#: 801-70567
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
