Burton Engel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Burton Engel was a registered financial professional .
Burton is a previously registered financial professional and started their career in finance in 1962. Burton had worked at 3 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 1983 - November 4, 1989
EGF EQUITIES
February 26, 1979 - December 29, 1982
E. G. FRANCES CO., INC.
August 23, 1962 - January 2, 1979
AMIVEST CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/23/1962
Registered Representative ExaminationSeries 40
Date: 10/1/1973
Registered Principal ExaminationCurrent Firm
EGF EQUITIES
CRD#: 14017 / SEC#: , 8-42588
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
