Brendan J. Contant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Joseph Contant, who also goes by Brendan J Contant, was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 1990. Brendan had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2014 - February 28, 2019
PACIFIC VIEW ASSET MANAGEMENT, LLC
December 12, 2005 - January 31, 2013
BENNETT LAWRENCE MANAGEMENT LLC
October 2, 1995 - December 31, 2002
BENNETT LAWRENCE MANAGEMENT LLC
June 1, 1993 - September 7, 1995
DEUTSCHE BANK SECURITIES INC.
January 23, 1990 - May 25, 1993
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PACIFIC VIEW ASSET MANAGEMENT, LLC
CRD#: 161071 / SEC#: 801-109947
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 2/16/2021 |
Red Flags
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