James R. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Gibson, who also goes by Jim Gibson, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1990. James had worked at 13 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2014 - June 4, 2014
WINDSOR STREET CAPITAL, LP
June 25, 2012 - December 31, 2025
BLUESKYE INVESTMENT ADVISERS, LLC
January 25, 2011 - March 29, 2012
INTL ADVISORY CONSULTANTS INC.
August 23, 2010 - March 29, 2012
STONEX SECURITIES INC.
March 6, 2007 - July 2, 2010
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - July 2, 2010
MORGAN KEEGAN & COMPANY, LLC
March 15, 2004 - February 20, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
March 2, 2004 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
April 25, 1996 - March 3, 2004
TRUIST INVESTMENT SERVICES, INC.
February 6, 1996 - March 3, 2004
TRUIST INVESTMENT SERVICES, INC.
March 9, 1995 - December 29, 1995
ALLSTATE FINANCIAL SERVICES, LLC
November 17, 1994 - March 14, 1995
WOODBURY FINANCIAL SERVICES, INC.
April 2, 1993 - December 6, 1994
CETERA WEALTH SERVICES, LLC
September 4, 1992 - January 28, 1993
CETERA WEALTH SERVICES, LLC
January 24, 1990 - December 9, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 24, 1990 - December 9, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
