Joel F. Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Franklin Silva was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1990. Joel had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 2 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2020 - February 26, 2021
BLACKROCK INVESTMENTS, LLC
April 11, 2018 - February 26, 2021
BLACKROCK INVESTMENT MANAGEMENT, LLC
October 12, 2012 - April 13, 2018
BLACKROCK FINANCIAL MANAGEMENT, INC
March 6, 2009 - January 31, 2020
BLACKROCK EXECUTION SERVICES
February 26, 2009 - April 13, 2018
BLACKROCK FUND ADVISORS
January 30, 2007 - August 27, 2007
STONE & YOUNGBERG LLC
January 30, 2007 - August 27, 2007
S & Y ASSET MANAGEMENT LLC
April 10, 2000 - August 27, 2007
STONE & YOUNGBERG LLC
January 31, 1990 - December 31, 1995
THE BENHAM GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/25/1992
Non-Member General Securities ExaminationCurrent Firm
BLACKROCK INVESTMENTS, LLC
CRD#: 38642 / SEC#: , 8-48436
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 107105 |
| CONRAD, JESSICA KATHRYN | MANAGER | 7402965 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | MANAGER | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | CHIEF EXECUTIVE OFFICER AND MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| RZOMP, CYNTHIA SUEN-WAH | CHIEF OPERATING OFFICER | 5221316 |
| TERRY, ELISE MARIE | MANAGER | 4042345 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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