Robert E. Andersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Elwood Andersen JR, who also goes by Bob Andersen, Robert E Andersen, Robert Elwood Anderson Jr, was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1992. Robert had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 1997 - December 12, 2012
ANDERSEN FINANCIAL
November 22, 1992 - October 5, 2015
HIGH POINT CAPITAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
ANDERSEN FINANCIAL
CRD#: 144921 / SEC#:
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
