Peter E. Endrei
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Eisler Endrei was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1973. Peter had worked at 5 firms and has passed the Series 65, Series 63, Series 5, Series 15, PC, Series 1, Series 24, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2005 - December 31, 2012
CEROS FINANCIAL SERVICES, INC.
February 24, 2003 - December 31, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 16, 1977 - March 11, 2005
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
December 6, 1973 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 2/19/1983
Interest Rate Options ExaminationSeries 15
Date: 1/31/1983
Foreign Currency Options ExaminationPC
Date: 6/13/1977
AMEX Put and Call ExamSeries 1
Date: 12/3/1973
Registered Representative ExaminationSeries 12
Date: 2/3/1984
NYSE Branch Manager ExaminationCurrent Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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