Lisa F. Leisure

PCG WEALTH MANAGEMENT

Louisville, KY 40220

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CRD#: 2010276

Professional summary

Lisa Faye Leisure is a registered financial advisor currently at PCG WEALTH MANAGEMENT located in Louisville, Kentucky and LPL FINANCIAL LLC located in Louisville, Kentucky.

Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Lisa has worked at 5 firms and has passed the Series 65, Series 63, Series 72, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)12/03/2019 - Four Kids Properties - Real Estate Rental - Co-Owner - inv rel - Louisville, KY - start: 02/2001 - 4 hr/mth 2)12/03/2019 - Real Estate Rental - Owner - 2 loccations, Louisville, KY - 8 hr/mth 3)12/03/2019 - Act in a Fiduciary Capacity - Trustee - inv rel - Louisville, KY - start: 02/2001 - 1 hr/mth

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Faye Leisure's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2021 - Present

PCG WEALTH MANAGEMENT

Office #1: 3832 Taylorsville Road Suite 1, Louisville, KY 40220

RIA

CRD#: 290977

Louisville, KY

Current

December 18, 2019 - Present

LPL FINANCIAL LLC

Office #1: 3832 Taylorsville Rd Ste 1, Louisville, KY 40220

RIA

CRD#: 6413

Louisville, KY

Past

December 11, 2019 - February 24, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

January 7, 2004 - July 10, 2018

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

LOUISVILLE, KY

Past

April 21, 1999 - July 10, 2018

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

December 23, 1994 - April 21, 1999

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

December 1, 1989 - December 23, 1994

PNC CAPITAL MARKETS LLC

CRD#: 15647

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PCG WEALTH MANAGEMENT

CRD#: 290977 / SEC#: 801-112183

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kentucky
(12/18/2019)

IAR

Kentucky
(9/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PCG WEALTH MANAGEMENT

CRD#: 290977 / SEC#: 801-112183

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

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Contact information

Main Address

5700 W. 112th Street, Suite 120, Overland Park, KS 66211

Mailing Address

Phone number

(913) 323-3112

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PCG WEALTH ADVISORS - DISCLOSURE BROCHURE (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,795
AUM (Assets Under Management)	$ 765,458,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa F. Leisure

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Faye Leisure's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

PNC BROKERAGE CORP

PNC CAPITAL MARKETS LLC

Primary Firm SEC Registration

PCG WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1999

Series 63

Date: 2/28/1990

Series 72

Date: 1/2/2023

SIE

Date: 7/10/2018

Series 7

Date: 12/16/1989

FINRA

Current Firm

PCG WEALTH MANAGEMENT

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PCG WEALTH MANAGEMENT

TRUST BUT VERIFY

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