Raymond H. Drahms
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond H Drahms was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1989. Raymond had worked at 2 firms and has passed the Series 63, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 1990 - March 28, 1991
ELAN SECURITIES, INC.
December 13, 1989 - February 27, 1990
CAPITOL SECURITIES MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ELAN SECURITIES, INC.
CRD#: 23014 / SEC#: , 8-40127
Contact information
Documents
Red Flags
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