James F. Henyey
Professional summary
James Fredrick Henyey, CFP® is a registered financial advisor currently at VANTAGE FINANCIAL GROUP, INC. located in Cleveland, Ohio and CETERA WEALTH SERVICES, LLC located in Cleveland, Ohio.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. James has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Fredrick Henyey's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1990
Experience
August 13, 1999 - Present
VANTAGE FINANCIAL GROUP, INC.
Office #1: 6200 Rockside Road #100, Cleveland, OH 44131September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6200 Rockside Rd, Cleveland, OH 44131January 29, 1991 - September 3, 2013
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
VANTAGE FINANCIAL GROUP, INC.
CRD#: 105950 / SEC#: 801-33485
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2013)
(2/26/2021)
(9/3/2013)
(9/3/2013)
(8/29/2017)
(9/3/2013)
(7/20/2016)
(5/24/2021)
(2/27/2015)
(9/3/2013)
(9/3/2013)
(8/13/1999)
(9/3/2013)
(9/3/2013)
(3/24/2017)
(1/9/2016)
(9/3/2013)
Exams
FINRA
Current Firm
VANTAGE FINANCIAL GROUP, INC.
CRD#: 105950 / SEC#: 801-33485
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,546 |
| AUM (Assets Under Management) | $ 793,502,265 |
Red Flags
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