Laurie E. Stearn
Professional summary
Laurie Ellen Stearn is a registered financial professional currently at PERKINS FUND MARKETING, L.L.C. located in Jupiter, Florida.
Laurie is registered as a RR (Registered Representative) and started their career in finance in 1995. Laurie has worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurie Ellen Stearn's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2019 - Present
PERKINS FUND MARKETING, L.L.C.
Office #1: 1001 N Us Highway 1 Suite 204, Jupiter, FL 33477September 10, 2007 - March 26, 2012
PERKINS FUND MARKETING, L.L.C.
July 23, 2002 - April 20, 2007
LEHMAN BROTHERS INC.
August 9, 2000 - May 16, 2002
J.P. MORGAN SECURITIES LLC
May 19, 1999 - February 25, 2000
SWM SECURITIES, INC.
October 19, 1995 - April 28, 1999
BOSTON PARTNERS SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2021)
(1/3/2020)
(1/5/2024)
(12/3/2019)
(1/8/2020)
(1/3/2020)
(4/3/2023)
(1/23/2020)
(2/18/2020)
(8/19/2020)
(1/24/2023)
(1/2/2020)
(1/2/2020)
(1/27/2020)
(1/8/2020)
(1/2/2020)
(1/8/2024)
(1/24/2023)
(1/3/2020)
(1/3/2020)
(8/19/2020)
Exams
FINRA
Current Firm
PERKINS FUND MARKETING, L.L.C.
CRD#: 45642 / SEC#: , 8-51126
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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