Michael A. Laster
Professional summary
Michael Anthony Laster SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Michael had worked at 6 firms, which includes ESSEX NATIONAL SECURITIES LLC, FISERV INVESTOR SERVICES INC., CONSECO SECURITIES INC., MONY SECURITIES CORPORATION, JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1997 - July 30, 1999
ESSEX NATIONAL SECURITIES, LLC
January 31, 1997 - March 12, 1997
FISERV INVESTOR SERVICES, INC.
November 14, 1996 - January 27, 1997
CONSECO SECURITIES, INC.
June 6, 1995 - October 17, 1995
MONY SECURITIES CORPORATION
February 26, 1992 - April 7, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 26, 1992 - April 7, 1995
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
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