Frank Ragusa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Ragusa, who also goes by Frank Regusa, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1990. Frank had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2001 - July 3, 2001
VALLEY FORGE SECURITIES, INC .
June 18, 1999 - June 24, 1999
COLEMAN & COMPANY SECURITIES, INC.
June 17, 1998 - August 19, 1998
THINKEQUITY LLC
February 12, 1998 - April 21, 1998
GLENN MICHAEL FINANCIAL, INC.
December 22, 1997 - January 26, 1998
WISE CHOICE DISCOUNT BROKERAGE, INC.
October 23, 1997 - November 24, 1997
FIRST NATIONAL EQUITY, CORP.
April 29, 1997 - May 16, 1997
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
April 3, 1997 - April 23, 1997
SHAMUS GROUP, INC.
March 21, 1995 - March 17, 1997
LT LAWRENCE & CO., INC.
September 13, 1994 - January 30, 1995
BERKELEY SECURITIES CORPORATION
August 16, 1993 - July 29, 1994
MARSH, BLOCK & CO. INC.
October 29, 1991 - August 20, 1993
BERKELEY SECURITIES CORPORATION
March 30, 1990 - October 31, 1991
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALLEY FORGE SECURITIES, INC .
CRD#: 20892 / SEC#: , 8-38587
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 6 |
Red Flags
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