Christopher T. Emmet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Temple Emmet was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1972. Christopher had worked at 2 firms and has passed the Series 99TO, Series 7TO, SIE, Series 3, Series 53, Series 24, Series 27 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1985 - April 16, 2024
EMMET & CO, INC.
November 10, 1972 - January 23, 1985
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 40
Date: 11/6/1972
Registered Principal ExaminationCurrent Firm
EMMET & CO, INC.
CRD#: 15993 / SEC#: , 8-33073
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMMET, CHRISTOPHER TEMPLE | PRESIDENT, CEO, CFO, CCO | 200954 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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