William D. Fenili

AVAII WEALTH MANAGEMENT

Appleton, WI 54913

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CRD#: 2009408

Professional summary

William D Fenili, who also goes by William Dominic Fenili, is a registered financial advisor currently at AVAII WEALTH MANAGEMENT, LLC located in Appleton, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Dominic Fenili

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) William Fenili is dually-registered with Avaii Wealth Management, LLC and Private Client Services, LLC ("PCS"). William Fenili has served as an investment advisor representative for Avaii Wealth Management, LLC and an registered representative with PCS since 08/2021. Business is conducted from 2101 N Casaloma Dr Appleton, WI 54913. Approximately 80% ofWilliam Fenili's time is for services as an investment advisor representative and the balance as a registered representative. 2) Shady Oaks Mobile Home Park. Menasha, WI. Property rental of land to mobile home owners. Property maintenance. 1 hr/mo; 1 during trading hrs. 3) Rental property. Located at 321 Helen St in Kimberly, WI. Single family home rental property in Kimberly, WI. Property maintenance/landlord. 1 hr/mo; 1 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William D Fenili's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2021 - Present

AVAII WEALTH MANAGEMENT, LLC

Office #1: 2101 N Casaloma Dr, Appleton, WI 54913

RIA

CRD#: 298165

Appleton, WI

Past

August 4, 2021 - September 1, 2023

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

APPLETON, WI

Past

October 1, 2012 - August 3, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Appleton, WI

Past

October 1, 2012 - August 3, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Appleton, WI

Past

July 6, 2005 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

APPLETON, WI

Past

July 6, 2005 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

APPLETON, WI

Past

October 5, 2001 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

APPLETON, WI

Past

February 1, 1999 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 5, 1992 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Past

December 3, 1991 - February 10, 1992

GARY-WHEATON INVESTMENT SERVICES, INC.

CRD#: 17080

Past

June 19, 1990 - November 4, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 21, 1989 - February 27, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 21, 1989 - February 27, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVAII WEALTH MANAGEMENT, LLC

CRD#: 298165 / SEC#: 801-113937

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/14/2021)

IAR

Wisconsin
(8/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/7/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/6/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/23/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

Current Firm

AVAII WEALTH MANAGEMENT, LLC

CRD#: 298165 / SEC#: 801-113937

RIA

Registered Investment Advisory firm - (9/6/2018 Approved)

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Contact information

Main Address

2101 N Casaloma Dr, Appleton, WI 54913

Mailing Address

Phone number

(920) 214-1212

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVAII DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (8/20/2025)

Regulatory assets under management

Total Number of Accounts	2,402
AUM (Assets Under Management)	$ 442,587,428

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

William D. Fenili

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William D Fenili's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

WINGSPAN INVESTMENT SERVICES

GARY-WHEATON INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

AVAII WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/7/2000

Series 63

Date: 7/6/1990

SIE

Date: 10/1/2018

Series 3

Date: 4/23/1991

Series 7

Date: 12/16/1989

Current Firm

AVAII WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVAII WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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