William R. Crabtree
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Richard Crabtree, who also goes by Bill Crabtree, William Crabtree, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 1998 - May 14, 1999
WMA SECURITIES, INC.
November 7, 1991 - July 10, 1998
ARAGON FINANCIAL SERVICES, INC.
June 8, 1990 - November 9, 1990
OSAIC WEALTH, INC.
April 25, 1990 - June 28, 1990
MSI FINANCIAL SERVICES, INC.
November 22, 1989 - April 25, 1990
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WMA SECURITIES, INC.
CRD#: 32625 / SEC#: , 8-45728
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
