Michael T. Fesi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Terry Fesi was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1989. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2001 - January 31, 2003
VISION ASSET MANAGEMENT INC
August 16, 2000 - November 1, 2002
VISION INVESTMENT SERVICES, INC.
September 15, 1999 - July 24, 2000
NATCITY INVESTMENTS, INC.
September 15, 1999 - July 24, 2000
NATCITY INSURANCE SERVICES, INC.
October 4, 1995 - May 29, 1996
LASALLE ST SECURITIES, L.L.C.
June 12, 1995 - September 6, 1995
FOUNDATION INVESTORS SECURITIES CORP.
July 31, 1993 - May 30, 1995
CITIGROUP GLOBAL MARKETS INC.
December 23, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
September 4, 1990 - December 18, 1991
WELLS FARGO CLEARING SERVICES, LLC
December 21, 1989 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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