Timothy M. Hart
Professional summary
Timothy M Hart, CFP®, who also goes by Timothy Hart, is a registered financial advisor currently at FELDMAN, INGARDONA & CO. located in Downers Grove, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Timothy has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy M Hart's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 1999 - Present
FELDMAN, INGARDONA & CO.
Office #1: 2001 Butterfield Rd Ste 170, Downers Grove, IL 60515June 26, 1998 - September 16, 2021
FELDMAN, INGARDONA & CO.
September 1, 1994 - March 17, 1995
PRINCIPAL FINANCIAL SECURITIES,INC.
August 9, 1990 - September 1, 1994
HAMILTON INVESTMENTS, INC.
Primary Firm SEC Registration
FELDMAN, INGARDONA & CO.
CRD#: 29449 / SEC#: 801-55072, 8-44339
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/25/1999)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FELDMAN, INGARDONA & CO.
CRD#: 29449 / SEC#: 801-55072, 8-44339
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 188 |
| AUM (Assets Under Management) | $ 1,733,566,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/02/2025 | ||
| 12/12/2024 | ||
| 11/06/2023 |
Red Flags
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