Richard H. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Henry White, who also goes by Richard Henry White, Richard White, Richard H White, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1993. Richard had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2021 - August 1, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
June 8, 2021 - August 1, 2024
ALLSTATE FINANCIAL SERVICES, LLC
March 8, 2018 - May 12, 2021
CETERA ADVISORS LLC
March 8, 2018 - May 12, 2021
CETERA ADVISORS LLC
November 20, 2015 - November 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 18, 2015 - November 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2015 - October 5, 2015
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - October 5, 2015
CAPITAL ONE INVESTING, LLC
March 8, 2013 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
March 8, 2013 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
November 11, 2011 - March 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2011 - March 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 2009 - September 29, 2011
DAVID LERNER ASSOCIATES, INC.
December 11, 2004 - April 21, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
July 17, 2001 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
June 14, 2000 - July 10, 2001
NATHAN & LEWIS SECURITIES, INC.
February 15, 2000 - June 14, 2000
GUARANTY BROKERAGE SERVICES, INC.
October 30, 1996 - February 16, 2000
METLIFE INVESTORS DISTRIBUTION COMPANY
February 22, 1996 - September 18, 1996
ASB FINANCIAL SERVICES
February 22, 1993 - March 21, 1996
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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