Michele R. Duvall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Renee Duvall, who also goes by Michele Huberty, Michele R Willoughby, Michele Renee Willoughby, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1992. Michele had worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 31, Series 7, Series 24, Series 10, Series 9, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2021 - May 9, 2025
THE MILLSTONE EVANS GROUP, LLC
January 1, 1999 - December 31, 2020
RAYMOND JAMES & ASSOCIATES, INC.
October 13, 1992 - December 31, 2020
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
THE MILLSTONE EVANS GROUP, LLC
CRD#: 311142 / SEC#: 801-119896
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/23/2022
General Securities Representative ExaminationSeries 8
Date: 11/22/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
THE MILLSTONE EVANS GROUP, LLC
CRD#: 311142 / SEC#: 801-119896
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,314 |
| AUM (Assets Under Management) | $ 777,932,541 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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