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CC

Catherine Crandall

Some features on this profile are disabled
CRD#: 2008687
CC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Catherine Crandall, who also goes by Catherine Anne Crandall, Catherine Watnee, was a registered financial professional .

Catherine is a previously registered financial professional and started their career in finance in 1989. Catherine had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Catherine Anne Crandall | Catherine Watnee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ABODE FINE LIVING LLC; NOT INVESTMENT RELATED; SCOTTSDALE, AZ 85255; RETAIL STORE FOR HOME DECOR AND GIFTS; OWNER; START: 08/2011; APPROX 10HRS/MONTH; NOT DURING TRAIDING HRS; REVIEW STORE BOOKS WEEKLY, SEMI-ANNUAL BUYING TRIP FOR STORE INVENTORY.(2)ALTERED TAILS BARNHART CLINIC; NOT INVESTMENT RELATED; 950 W. HATCHER ROAD, PHOENIX AZ 85021; AFFORDABLE, LOW-COST SPAY/NEUTER CLINIC; BOARD OF DIRECTOR; START:01/2009; 01HR/MO NOT DURING TRADING HOURS; ATTEND QUARTERLY MEETINGS, AND ANNUAL FUNDRAISING EVENT. (3) LONDON PIERCE HOME; NOT INVESTMENT RELATED; SCOTTSDALE, AZ, USA; HOME DECOR STORE; 50% PARTNER. OVERSEE PURCHASING, ACCOUNTING, PAYROLL AND OPERATIONS OF HOME DECOR STORE; START: 03/2022; 20HRS/MO, NOT DURING TRADING HOURS; CURRENT OBA (ABODE FINE LIVING), WILL TAKE ON A 50/50 PARTNER, AND FORM A NEW LLC TO BE NAMED "LONDON PIERCE HOME". THE NEW PARTNER WILL ASSUME THE LEAD ROLE AND THE NEW BUSINESS NAME IS ALIGNED WITH HER CURRENT BUSINESS - "LONDON PIERCE DESIGN". MY ROLE WILL BE ADMINISTRATIVE IN NATURE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 21, 2010 - June 6, 2022

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
Scottsdale, AZ
Past

June 1, 2010 - June 6, 2022

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

March 4, 2009 - June 1, 2010

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

June 30, 2006 - March 4, 2009

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
NEW YORK, NY
Past

March 29, 1996 - July 11, 2006

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

November 22, 1989 - February 2, 1995

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949

RIA
Registered Investment Advisory firm - (12/30/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/20/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/7/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/1989
General Securities Representative Examination

Current Firm

IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.

CRD#: 105360 / SEC#: 801-33949

RIA
Registered Investment Advisory firm - (12/30/1988 Approved)
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Contact information

Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INVESCO ADVISERS, INC. FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts61,236
AUM (Assets Under Management)$ 756,881,223,229

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/24/2025
Cover Page
Report
09/27/2024
Cover Page
Report
10/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESCO ADVISERS, INC.

CRD#: 105360

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