Russell A. Renner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Alan Renner, who also goes by Russell Renner, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1990. Russell had worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2016 - July 30, 2021
CAPITAL ANALYSTS
March 14, 2016 - July 30, 2021
LINCOLN INVESTMENT
March 11, 2016 - July 30, 2021
LINCOLN INVESTMENT
December 28, 2015 - March 14, 2016
SIGNATOR INVESTORS, INC.
December 28, 2015 - March 14, 2016
SIGNATOR INVESTORS, INC.
March 18, 2013 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
March 15, 2013 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
November 21, 1997 - March 21, 2013
VALIC FINANCIAL ADVISORS, INC.
October 10, 1997 - March 21, 2013
VALIC FINANCIAL ADVISORS, INC.
January 18, 1990 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
