Robert J. Collette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jeffrey Collette, AIF®, ChFC®, who also goes by R Jeff Collette, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2013 - November 17, 2022
SPC
November 6, 2008 - November 17, 2022
PARKLAND SECURITIES, LLC
May 15, 1996 - November 6, 2008
EQUITY SERVICES, INC.
November 29, 1993 - April 16, 1996
WS GRIFFITH SECURITIES, INC.
February 7, 1990 - October 28, 1993
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
