Mark F. Spangler
Professional summary
Mark Francis Spangler was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial advisor and started their career in finance in 1990. Prior to being barred, Mark had worked at 1 firm, which includes THE SPANGLER GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1990 - December 31, 2011
THE SPANGLER GROUP, INC.
State Registrations and Notice Filings
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Current Firm
THE SPANGLER GROUP, INC.
CRD#: 107753 / SEC#: 801-36203
Contact information
Red Flags
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