David M. Parr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Parr was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1989. David had worked at 11 firms and has passed the Series 63, SIE, Series 87, Series 3, Series 55, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2013 - March 11, 2019
FALCON SQUARE CAPITAL, LLC
December 16, 2011 - September 30, 2014
BSP SECURITIES, LLC
November 8, 2011 - September 17, 2012
BROOKLINE GROUP, LLC
April 6, 2010 - March 18, 2019
SECURITY CAPITAL BROKERAGE, INC.
May 14, 2009 - March 9, 2012
VCAP SECURITIES, LLC
March 1, 2007 - January 22, 2008
VCAP SECURITIES, LLC
June 8, 2006 - October 17, 2007
CONVERGEX PRIME SERVICES LLC
April 20, 2006 - October 1, 2009
ASPECT SECURITIES, LLC
June 13, 2003 - August 16, 2005
FIG PARTNERS, LLC
June 20, 2002 - June 30, 2003
ASG SECURITIES, INC.
February 2, 2002 - April 26, 2002
NEOVEST TRADING
March 18, 1998 - December 31, 2001
NEOVEST TRADING
November 21, 1989 - July 7, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/6/2001
Limited Representative-Equity Trader ExamCurrent Firm
FALCON SQUARE CAPITAL, LLC
CRD#: 165225 / SEC#: , 8-69147
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
