Gordon K. Allen
Professional summary
Gordon Kelly Allen JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gordon is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Gordon had worked at 3 firms, which includes G2 INVESTMENTS INC., A. G. EDWARDS & SONS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 1999 - June 2, 2000
G2 INVESTMENTS, INC.
April 1, 1992 - October 29, 1996
A. G. EDWARDS & SONS, INC.
December 20, 1989 - January 17, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
G2 INVESTMENTS, INC.
CRD#: 45799 / SEC#: , 8-51223
Contact information
Documents
Red Flags
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