Timothy P. Highland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Highland was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1990. Timothy had worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2019 - October 8, 2021
OCP CAPITAL, LLC
December 11, 2017 - December 31, 2017
CONCORDE INVESTMENT SERVICES, LLC
December 8, 2017 - December 31, 2017
CONCORDE ASSET MANAGEMENT, LLC
May 1, 2009 - January 12, 2016
IPI WEALTH MANAGEMENT, INC.
May 1, 2009 - January 12, 2016
INVESTMENT PLANNERS, INC.
June 28, 2007 - April 20, 2009
RUSSELL INVESTMENTS
July 6, 2005 - June 28, 2007
RUSSELL INVESTMENTS
December 9, 2004 - April 20, 2009
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
August 3, 2001 - November 14, 2002
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
April 1, 1996 - March 2, 2001
WELLS FARGO CLEARING SERVICES, LLC
March 9, 1994 - April 11, 1996
FIRST MONTAUK SECURITIES CORP.
September 10, 1990 - February 22, 1994
HAMILTON INVESTMENTS, INC.
January 24, 1990 - June 27, 1990
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
OCP CAPITAL, LLC
CRD#: 143381 / SEC#: , 8-67556
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHIMERA CAPITAL PARTNERS, LLC | MEMBER | |
| RUDMAN, GEORGE PAUL | PRESIDENT, CCO, FINOP | 2757828 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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