James Brian Kitzinger
Professional Summary
James Brian Kitzinger is a registered financial advisor currently at KLCM ADVISORS, INC. located in Milwaukee, Wisconsin. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 2 firms and has passed the Series 63, Series 2 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
KITZINGER LAUTMANN CAPITAL MANAGEMENT INC | KLCM ADVISORS, INC.
Contact Information
Main Address
330 E Kilbourn Avenue Suite 1050, Milwaukee, WI 53202-6615Phone Number
(414) 765-1234# of Employees
11SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
637AUM (Assets Under Management)
$1,876,936,306Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
KITZINGER LAUTMANN CAPITAL MANAGEMENT INC | KLCM ADVISORS, INC.
State Registrations and Notice Filings
(4/28/2014)
(3/22/1993)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Mar 1993Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1989About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Brian Kitzinger's CRS (Customer Relationship Summary).
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