Steven A. Libov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Alan Libov, who also goes by Steve A Libov, Steve Alan Libov, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1989. Steven had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2022 - July 15, 2025
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
August 25, 2017 - July 15, 2025
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
June 16, 2017 - May 27, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 11, 2006 - June 26, 2017
JANNEY MONTGOMERY SCOTT LLC
March 30, 2000 - June 26, 2017
JANNEY MONTGOMERY SCOTT LLC
January 17, 1994 - March 31, 2000
UBS FINANCIAL SERVICES INC.
July 31, 1993 - January 31, 1994
CITIGROUP GLOBAL MARKETS INC.
November 21, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
CRD#: 1254 / SEC#: 801-67179, 8-2915
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 990,880,713 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
