Sheri L. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheri Lynn Peterson, who also goes by Sheri Lynn Bosshart, Sheri Lynn Keller, was a registered financial professional .
Sheri is a previously registered financial professional and started their career in finance in 1989. Sheri had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2001 - November 1, 2005
GREENWOOD INVESTMENTS, LLC
September 5, 2001 - July 6, 2022
EMPOWER FINANCIAL SERVICES, INC.
May 23, 2000 - August 31, 2001
ONE ORCHARD EQUITIES, INC.
March 2, 1998 - November 20, 1998
ICON DISTRIBUTORS, INC.
November 22, 1989 - July 26, 1996
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREENWOOD INVESTMENTS, LLC
CRD#: 45646 / SEC#: , 8-51122
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GW CAPITAL MANAGEMENT, LLC | SOLE SHAREHOLDER | |
| BYRNE, BEVERLY ANN | SECRETARY | 1983774 |
| DERBACK, GLEN RAY | TREASURER | 1330783 |
| LUIZ, TERESA LYNN | CHIEF COMPLIANCE OFFICER | 1573186 |
| MAIERS, MARY CAROL | ASSISTANT TREASURER | 4468209 |
| MCDONALD, GRAHAM RICHARD | PRESIDENT AND CHAIRMAN OF THE BOARD | 1250661 |
| MCLEOD, DAVID GEORGE | DIRECTOR | 3041563 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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