Robert D. Henschel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert David Henschel, who also goes by Whitey Henschel, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1990. Robert had worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2010 - June 24, 2016
AMERITAS INVESTMENT COMPANY, LLC
September 8, 2009 - March 29, 2010
LPL FINANCIAL LLC
May 16, 2005 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
October 15, 2003 - May 17, 2005
AMERITAS INVESTMENT COMPANY, LLC
January 17, 2003 - October 13, 2003
BLUE VASE SECURITIES, LLC
January 6, 2000 - January 2, 2003
SCF SECURITIES, INC.
November 10, 1997 - January 4, 2000
WALL STREET FINANCIAL GROUP, INC.
May 31, 1994 - November 7, 1997
CENTAURUS FINANCIAL, INC.
June 25, 1992 - June 1, 1994
NORTH AMERICAN MANAGEMENT, INC.
January 14, 1992 - June 30, 1992
AMERICAN CLASSIC SECURITIES, INC.
February 6, 1991 - December 19, 1991
NORTH AMERICAN MANAGEMENT, INC.
February 28, 1990 - January 25, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
