John M. Delaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Delaney was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 8 firms and has passed the Series 63, Series 72, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 9, Series 10, Series 8 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2025 - October 2, 2026
AMERIVET SECURITIES, INC.
January 18, 2022 - May 28, 2025
STERN BROTHERS & CO.
July 8, 2014 - January 18, 2022
ACADEMY SECURITIES, INC.
March 13, 2014 - July 15, 2014
CAROLINA CAPITAL MARKETS, INC.
December 8, 2005 - April 5, 2013
COWEN EXECUTION SERVICES LLC
August 31, 1998 - January 2, 2007
LYNCH, JONES & RYAN LLC
June 7, 1996 - September 23, 1998
CANTOR FITZGERALD SECURITIES
February 13, 1990 - October 2, 1997
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 57TO
Passed: 1/2/2023
Securities Trader ExamSeries 9
Passed: 1/2/2023
Series 10
Passed: 1/2/2023
Series 8
Passed: 3/2/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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