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JD

John M. Delaney

AMERIVET SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 2007237
JD

Professional summary

John Michael Delaney is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1990. John has worked at 8 firms and has passed the Series 63, Series 72, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 9, Series 10, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Delaney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2025 - Present

AMERIVET SECURITIES, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
RIA
BD
CRD#: 34786
New York, NY
Past

January 18, 2022 - May 28, 2025

STERN BROTHERS & CO.

BD
CRD#: 16325
New York, NY
Past

July 8, 2014 - January 18, 2022

ACADEMY SECURITIES, INC.

BD
CRD#: 17433
NEW YORK, NY
Past

March 13, 2014 - July 15, 2014

CAROLINA CAPITAL MARKETS, INC.

BD
CRD#: 38156
CHAPEL HILL, NC
Past

December 8, 2005 - April 5, 2013

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
NEW YORK, NY
Past

August 31, 1998 - January 2, 2007

LYNCH, JONES & RYAN LLC

BD
CRD#: 3198
NEW YORK, NY
Past

June 7, 1996 - September 23, 1998

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY
Past

February 13, 1990 - October 2, 1997

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/21/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/9/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 10/19/1994
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 2/10/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/2/1999
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 24
Date: 1/5/1993
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AMERIVET SECURITIES, INC.
AMERIVET SECURITIES, INC. | AMERIVET-DYMALLY SECURITIES, INC.

CRD#: 34786 / SEC#: , 8-46478

California
Registered Investment Advisory firm - SEC (1/18/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
Mailing Address
1155 Avenue Of The Americas 14th Floor, New York, NY, 10036
Phone number
(212) 803-5050
Established
Delaware since 11/13/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
1

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SOUTH STREET SECURITIES HOLDINGS INCOWNER
ANDERSON, JOSEPH BENJAMIN JR.DIRECTOR
KAY, STEVEN JAMESCO-CEO6857377
JOHNSON, ELTON JRDIRECTOR844428
JAZE, FLORIANCFO/COO5442771
JONES, ROBERT CAMPBELLPRESIDENT
KELLY, JOHN EDWARDCCO2087497
NAIDRICH, MICHAEL JOSEPHCO-CEO2446693
0

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERIVET SECURITIES, INC.

CRD#: 34786New York, NY 10036

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